The federal regulator's exam priorities highlight risks for broker-dealers and investment advisers, with an emphasis on ...

A fiduciary bond acts as a financial guarantee by ensuring a fiduciary acts in the best interest of the party the fiduciary ...

The Securities and Exchange Commission’s Fiscal Year 2026 Examination Priorities, released on Tuesday, signals heightened ...

In today’s article, we examine Hofman v. Braun, 2025 N.Y. Slip Op. 34102(U) (Sup. Ct., N.Y. County Oct. 24, 2025) (here), a case addressing ...

The shareholders of closely held businesses are often some of the key employees of those businesses. Unlike at-will employees, shareholder-employees are entitled to fiduciary duties. These heightened ...

Explore how communication failures in real estate can lead to costly errors and ethical mistakes related to fiduciary duty.

In August 2025, Executive Order No. 14330 instructed the Department of Labor (DOL) to reexamine existing guidance concerning ...

Directors who fail to establish comprehensive AI governance frameworks now face meaningful legal liability, while those who ...

As the debate over the Clear Cooperation Policy (CCP) and the proliferation of private listings has heated up, the term “fiduciary duty” has been bandied about. But could listing a client’s property ...

But – the suit claims – “…once the plan is designed, it must be executed with an “eye single” to the interests of the Plan participant,” while Humana’s forfeiture allocation decisions were “…more ...